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SEC Reviews Bond Trades by Hedge Funds, Devaney’s Firm

Do Hedge Funds have an Edge on Retail Traders? Hedge Fund Firm and Supervisor Charged With Failing to prevent insider trading. charged along with his source David Riley as part of the SEC’s broader investigation into expert networks and the trading activities of hedge funds. Teeple and Riley also were charged by criminal authorities and.

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U.S. securities regulators are reviewing a series of trades involving hedge funds and a Florida mortgage-bond dealer to see if they may have inflated prices for illiquid securities, according to.

Reverse Mortgage in Florida – Shipp Law Legal Blog Reverse mortgage lenders received a significant victory in Florida's. To embed, copy and paste the code into your website or blog:. The court further held that federal law did not preclude the lender's foreclosure.. legal right to remain in property secured by a reverse mortgage after the borrower's death.

“When you look at the business model these guys use, where they’re substantially increasing the risk in the bond portfolio. to Securities and Exchange Commission filings. About $1 billion would be.

The Ontario Securities Commission’s preliminary review of the Sino-Forest report “has firmly. Sino-Forest investors including hedge-fund firm Paulson & Co. lost at least C$3.3 billion ($3.2 billion.

SAC Re, the hedge fund style reinsurer which was launched by hedge fund manager Steven A. Cohen and his firm sac capital, is to be sold to a group of investors led by industry veteran Brian.

The Securities and Exchange Commission today announced fraud charges against a Buffalo, N.Y.-based investment advisory firm and two co-owners accused of making false and misleading statements to clients when recommending investments in a risky hedge fund. The hedge fund’s portfolio manager agreed to settle similar charges.

SEC Charges Scotland-Based Firm for Improperly Boosting Hedge Fund Client at Expense of U.S. Fund Investors.. the firm managed the China Fund side-by-side with the hedge fund through its SEC-registered investment adviser subsidiaries.. The SEC’s order noted that the China Fund’s bond.

SEC Charges Scotland-Based Firm for Improperly Boosting Hedge Fund Client at Expense of U.S. Fund Investors. May 10, 2012. which in turn redeemed $10 million in otherwise-illiquid bonds held by the troubled hedge fund. The bond transaction closed in April 2009.

He will be replaced by H2O’s Chief Investment Officer Vincent Chailley, according to a spokesman for the firm. natixis fell as much as 6.3% in Paris trading after Thursday. unraveling hard-to-sell.

SEC orders RIA affiliate of Parkland Securities and Sigma Financial to pay $2.5 million, the same day it fined Morgan Stanley $225,000 for unsuitable municipal bond sale recommendations.